Monitoring Policy Dialogue: Lessons From A Pilot Study

By Sadie Watson And Juliet Pierce. September 2008. DEPARTMENT FOR INTERNATIONAL DEVELOPMENT. Evaluation Report WP27

Executive Summary

In 2007, a tool and process was developed for improving the recording and impact of policy dialogue initiatives across DFID. It was based on an adaptation of current project cycle management (PCM) requirements for programme spending. A pilot was devised to test the proposed tool and process in terms of:

• Assessing the value in recording and monitoring policy related activities in a similar way to that of spend activities;

• Finding the most effective and useful approach in terms of process;

• Identifying succinct ways to capture intentions and to measuring performance;

• Clarifying the type and level of support and guidance required to roll the process out across DFID.

The ten participating pilot teams represented different aspects of DFID’s policy work, conducting different types of policy dialogue activities. The consultants were asked to monitor and evaluate the six month pilot. They were also asked to review approaches to managing and monitoring policy dialogue and influencing activities in other organisations. This report highlights some lessons and observations from the pilot. It outlines some emerging issues and provides some pointers for DFID to consider as it continues to develop into an organisation where policy dialogue and influencing are increasingly important aid tools.
Continue reading “Monitoring Policy Dialogue: Lessons From A Pilot Study”

DPC Policy Discussion Paper: Evaluating Influencing Strategies and Interventions

A paper to the DFID Development Policy Committee. Available as pdf  June 2011

Introduction
“1 The Strategy Unit brief of April 2008 envisaged that DFID should become more systematic in planning and implementing influencing efforts. Since then, procedures and guidance have been developed and there is an increasingly explicit use of influencing objectives in project log frames and more projectisation of influencing efforts. Evaluation studies and reports have illustrated the wide variety of DFID influencing efforts and the range of ambition and resources involved in trying to generate positive changes in the aid system or in partner countries. These suggest that being clear and realistic about DFID’s influencing objectives, the stakeholders involved and the specific changes being sought, is the fundamental requirement for an effective intervention. It is also the basis for sound monitoring and evaluation.
2 To support this initiative, the Evaluation Department organised a series of workshops in 2009 and 2010 to further develop the measurement and evaluation of influencing interventions producing a draft How to Note with reference to multilateral organisations in September 2010. However, with the changes to DFID’s corporate landscape in 2010 and early 2011 this work was put on hold pending the conclusion of some key corporate pieces of work .
3. An increase in demand for guidance is also noted given the changing external environment. DFID is now positioning itself to address the demands of the changing global aid landscape with new initiatives, such as the Global Development Partnerships programme. This has a relatively small spend, however its success will be measured largely by the depth and reach of its influence.
4. The Evaluation Department is now seeking guidance on how important the Development Policy Committee considers the evaluation of influencing interventions, and the direction in which it would like this developed.
5. This Paper sets out why evaluation of influencing interventions is important, why now, key theories of change and an influencing typology, value for money of an influencing intervention and metrics, and finally , the challenges of measuring influence.”

See also the associated “Proposed Influencing Typology”

The paper also refers to “Appraising, Measuring and Monitoring Influencing: How Can DFID Improve?” by the DFID Strategy Unit April 2008, which does not seem to be available on the web.

RD Comment: I understand that this is considered as a draft document and that comments on it would be welcomed. Please feel free to make your comments below

Learners, practitioners and teachers Handbook on monitoring, evaluating and managing knowledge for policy inluence

Authors: Vanesa Weyrauch, Julia D´Agostino, Clara Richards
Date Published: 11 February 2011 By CIPPEC. Available as pdf

Description: The evidence based policy influence is a topic of growing interest to researchers, social organizations, experts, government officials, policy research institutes and universities. However, they all admit that the path from the production of a piece or body of research until a public policy is sinuous, fuzzy, forked. In this context, it is not surprising that the practice of monitoring and evaluation (M&E) of the policy influence in Latin America is limited. And, indeed, a limited development of knowledge management (KM) on the experiences of advocacy organizations in the region is also observed. Incorporate monitoring, evaluating, and managing of knowledge between the daily practices of policy research institutes is well worth it. On the one hand, the use of these tools can be a smart strategy to enhance the impact of their research in public policy. On the other hand, can help them strengthen their reputation and visibility attracting more and better support by donors. In turn, the design of a system of M&E and the beginning of a KM culture, if approached with a genuine interest in learning, can become a valuable knowledge that bridges motivation for members of the organization. In short, these practices can improve targeting activities, better decide where and how to invest resources, and formulate more realistic and accurate strategic plans. With the publication of this handbook CIPPEC aims to support organizations that can monitor and evaluate their interventions and to develop systematic strategies for knowledge management. It includes stories of previous experiences in these fields in the region of Latin America, reflections on the most common challenges and opportunities and concrete working tools. These contributions aim to pave the way for the influence of public policy research in the region.

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